Pilgrim Baxter (PBHG) Funds

The following mutual funds are included in the Settlements, as reflected in the Mailing Notice and Long-Form Notice:

PBHG Core Growth Fund
PBHG Emerging Growth Fund
PBHG Growth Fund
PBHG Large Cap 20 Fund (f/k/a PBHG Large Cap Growth Concentrated Fund)
PBHG Large Cap Growth Fund
PBHG Limited Fund (merged into PBHG Emerging Growth Fund)
PBHG Select Growth Fund (f/k/a PBHG Select Equity Fund)
PBHG Small Cap Fund (f/k/a PBHG Small Cap Value Fund)
PBHG Strategic Small Company Fund
PBHG Technology & Communications Fund
PBHG Cash Reserves Fund